LESSONS
L.9 - Guilt
(I: MEANING AND RATIONALE)
STRUCTURE
I. Historical-dogmatic approach and evolution.
II. Material basis of guilt.
III. Antijuridicity and culpability.
How could you do it? (I)
So far we have been asking whether someone has killed another (L.1-L.8). However, even if the answer is in the affirmative, it does not mean that the person who has killed another will be punished for what he has done. For this, it is also necessary to attribute the act committed to someone else at degree scrollof reproach. Returning to our original case, the question now arises as to whether the perpetrator of such a typically unlawful act is also guilty. In other words, it is a question of reproach for his conduct. In other words, the (typically unlawful) act is imputed to the agent at degree scrollof demerit, i.e. as culpable. This is culpability, which is the subject of L.9-L.11.
Like all the issues we have been dealing with, culpability does not operate only in the theory of crime. Of course, in our everyday relationships we can - and do - regard what others do, or what we ourselves do, as reprehensible. This is what we mean when we reproach someone for his or her conduct. This occurs when the agent has acted against the law (or another normative system: be it morality, spelling rules or the "good Education"). To the one who acts in accordance with the law (or in accordance with what is established in any other normative system: be it morality, spelling rules or "good Education") we do not direct a judgement of reproach, because he has done what was due, what was expected of him. And whoever does more than what the law (or what is established in another normative system: be it morality, spelling rules or the "good Education") requires a judgement, not of reproach, but of praise, based not on guilt but on merit: we then speak of meritorious, heroic or, with terminologytechnique, "supererogatory" conduct. But let us return to the theory of crime.
Guilt as a judgement of reproach presupposes a distinction core topic, not only for Criminal Law. It is one thing to determine whether what happened is an act, which requires determining that the conduct, objectively and subjectively, fulfils a subject(whether it is an act of commission, omission or a cause of justification). And it is quite another thing to attribute this act to the agent as guilty, that is, to reproach him for it. Whether the theory of crime continues to be effective in determining a person's criminal responsibility depends on maintaining its analytical capacity, i.e. that it continues to be a means of distinguishing precisely what is different.
The judgement of reproach directed at the agent for his act is based on the consideration of the subject, in the specific case, as free. Difficulties often arise in understanding freedom, because it is a polysemic term. Freedom is affirmed of persons in at least two ways. We affirm that someone acts with freedom when he knows that he acts, but this does not always mean that he also knows that his act is licit (or illicit), good (or bad), right (or wrong)... With the categories of the theory of crime, it could be said - with little precision - that someone who acts with malice is free. But the full freedom we are talking about goes beyond malice. Indeed, knowing the risk of one's own conduct does not imply that one also knows that this conduct is known to be licit or illicit. In order to affirm full freedom, it is necessary to establish not only that the subject knows what he is doing (which allows us to affirm that he is acting with volition), but also that he knows what he is doing (which allows us to affirm that he is acting voluntarily). Volition and voluntariness are thus two different ways of referring to freedom. The judgement of reproach contained in guilt presupposes (implies) that the act has been done with volition (that there is an act) and expresses that the act has been carried out voluntarily (that the agent is guilty).
A person is guilty when he or she can be held responsible for his or her actions. This takes place when the agent acts freely (as a voluntary act). This requires, firstly, that the agent knows or understands the unlawfulness (the rule) of his act; and, secondly, that he is able to act in accordance with this knowledgeor understanding. The following cannot therefore be considered guilty: anyone who is unable to access the rules of conduct, that is, anyone who is unable to know the unlawfulness of what he is doing; and anyone who, even though he knows, is unable to modify his action by incorporating the fact that it is prohibited, prescribed or not permitted. Let us see how it is established in C.91.
Classical doctrine used two categories to impute liability: imputatio facti and imputatio iuris. The first (together with the so-called applicatio legis ad factum) corresponds to what has been discussed so far in the theory of crime. Then, the fact assessed as unlawful is attributed to an agent at degree scrollof reproach: this is the imputatio iuris, the imputation of an unlawful fact as guilty (or of a fact that goes beyond what is foreseen in the law at degree scrollof merit). Since the end of the 19th century, the contents of imputatio iuris have been redirected to what we know today as culpability.
C.93 - Gold Bulevard Case
"On dates between December 1997 and January 1998, the accused Izascun G.I., of legal age and with no criminal record, carelessly took various items of jewellery from various jewellery shops in Zaragoza, and specifically: 1) At around 1.20 p.m. on 15 December 1997, she entered the "Gold Bulevard" jewellery shop, located in Calle León XIII issue..., owned by Carmen Inmaculada A.G., asking for various items of jewellery, asking for various jewellery products, carelessly seizing a white gold necklace averagewith diamonds, valued at 252,000 pesetas. 2) On the same day, 15 December 1997, by the same method, he took possession of [...] 3), 4), 5)... All the aforementioned jewellery was recovered... The jewellery has been handed over to the owners as a deposit. Izascun G. I., suffers from a narcissistic personality disorder with obsessive personality traits, mainly caused by a fragmented and very conflictive family environment, so that her volitional capacity was conditioned by Bwhen carrying out the previous acts, although she always kept her intellectual capacity intact. Due to this condition, he is currently undergoing psychopharmacological treatment and individualised cognitive-behavioural therapy".
(SAP Zaragoza, Sección 1.ª, 11 October 1999; pte. López Millán; ARP 1999, 4184).
AA.9
When it comes to attributing criminal responsibility to a subject at degree scrollof reproach, Criminal Law carries out a double study. On the one hand, there must be a guilty mind that allows the existence of guilt to be affirmed. On the other hand, there must be no defence that excludes the subject's criminal liability.
The existence of a guilty mind, which goes beyond volition, is established by analysing the mens rea. In this respect, continental law and Anglo-American law do not coincide. While the former carries out the study of freedom in different stages of the theory of crime, in Criminal Law the analysis of volition and voluntariness is carried out in a single step. Thus, the term mens rea includes not only categories relating to intent, but also categories which, together with intent, affirm the existence of culpability. For example, in the case of purpose, the agent knows and also wills the typically unlawful act.
Secondly, the analysis of culpability in Anglo-American law includes the testthat there is no defence that excludes liability. According to the majority doctrinal classification, the defences that belong to what in continental law is the stage of guilt are the excuses. Within the excuses, there are some that affect imputability and others that affect the knowledgeof the prohibition and the enforceability of acting in accordance with the rule. They will be studied in greater detail in AA.10 and AA.11, respectively.
On categories of culpability at common law: United States v. Jewell (532 F. 2d 697 9th Cir.) 1976. On volition and voluntariness at common law: Smith v. State (Supreme Court of Alaska 614 P. 2d 300) 1980.
VOCABULARY
- Culpability
- Guilty mind
- Volition
- Voluntariness
- General defenses
- Excuses